Joshua
Putnam
December
1996
Moral
Sentiments and Choice
The sources and justifications of human moral
sentiments have been debated since ancient times. Philosophers, religious teachers, economists and social
scientists are only some of those who have propounded theories of our moral
nature. In his book, The Moral Sense, James Q. Wilson has
woven a broad and varied selection of data from the social and biological
sciences into a compelling story about the origins of our sense of right and
wrong.[1] In The Moral Sense, Wilson presents an
argument that is critical of liberal ideas of choice and of the concept that
people develop morally through processes of moral reasoning. According to Wilson, moral reasoning is a
largely useless and occasionally dangerous preoccupation of an elitist class of
intellectuals. Wilson contrasts these
intellectuals with "ordinary" people. These ordinary people supposedly think much less deeply about
right and wrong than the intellectuals.
Instead, they make moral judgments based on feelings. Wilson claims that these spontaneous or
"instinctive" emotions are the basis of our moral sense and that they
are facets of our biological heritage.
In this essay I wish to explore
an alternative view of human morality, a view which I have evolved through my
own explorations over a number of years.
By contrasting my view with Wilson's work and the commentary of some of
his reviewers I hope to address some of the deficiencies in Wilson's work and
to propose a somewhat different answer to him than his other critics. Specifically, I wish to tell a different,
more generous story of our moral history and nature. It is a story which, like Wilson's, can be supported by evidence
from history and from the social and biological sciences, but its primary
source of relevance is it's ability to move the reader emotionally, to stir the
very moral sentiments which it is about.
Wilson was originally a
political scientist who, with his controversial book on the biological origins
of criminal behavior, On Crime and Human
Nature, written with Richard Herrnstein, crossed over into the emerging
discipline of sociobiology.
Sociobiology seeks the explanation of human social behavior in our
biological and genetic endowments.
Sociobiology is generally critical of the sociological theory that human
culture is the sole determinant of human behavior and sentiments. Sociobiologists differ, however, about what
we inherit from biology and what this means for our understanding of human
social and psychological development. While more liberal scientists like Carl
Sagan and Ann Druyan take our biological inheritances as, at most, starting
points from which cultural and personal evolution allow us to move forward [2], Wilson believes that much of what we have
inherited from biology is essentially immutable.
As Wilson's work covers a wide
range of fields and has broad implications he has attracted an impressive array
of critics. Social scientists,
philosophers and liberal journalists, all of whom Wilson excoriates, have
written thoughtful critiques of The Moral
Sense. As I am none of the above,
I can't hope to do as good a job of pointing out the intellectual problems with
Wilson's work. What I hope to add to
their criticisms is not so much another scholarly appraisal of Wilson as it is
the outline of a different set of sentiments with which to evaluate moral
ideas.
Wilson's book focuses on four
selected moral sentiments, "sympathy," "fairness,"
"duty" and "self-control," with separate chapters on each.
While not claiming that this is an exhaustive list, Wilson does consider them
important "aspects of the moral sense."[3] [italics not mine]. I propose a different set of three moral categories, which I
describe as polar, having both a positive and a negative side. The positive sides of these categories I
would summarize with the keywords "contact," "love," and
"perception;" their negative sides I call "alienation,"
"fear," and "belief."
It is my contention that one can meaningfully refer to alienation as the
opposite of contact, to fear as the antithesis of love, and to belief as the
filter of perception. While also not
exhaustive, I believe these "sentiments" give a more accurate picture
of our moral, social and emotional life than sympathy, fairness, duty and self-control
can provide.
Before examining these
alternative sets of moral sentiments, I would like to consider the views of two
of Wilson's critics.
Alan Ryan, a political
philosopher at Oxford, finds The Moral
Sense "ambitious and at the
same time disarmingly restrained," because Wilson refrains from making
specific policy proposals.[4] What
Ryan finds lacking in Wilson is a real understanding of the ideas of the moral
philosophers The Moral Sense
criticizes. According to Wilson,
liberal philosophies like those of Bentham, Mill, Marx, Kant and Hume, to name
just a few,
have in common the idea of choice. Analytic philosophy replaced the idea of
commitments arising out of moral intuitions with the idea of choosing among
"values" that, in principle, were little different from flavors of
ice cream.[5]
Wilson
wants to make this point because he feels that such liberal ideas have led to
an "avant-garde in which 'meaning' is to be found in self-expressive
art, a bohemian counter-culture, or
anarchistic politics." Even worse,
he claims that these liberal ideas have taken root in our popular ideas about
child rearing and discipline, leading to a moral laxity that causes drug
addiction, sexual predation and street crime.
Ryan, however, notes that many
of the liberal philosophers Wilson attacks were in fact propounding a view not
so distant from Wilson's own proposition that our morality is grounded not so
much in our intellect as it is in our emotions. This is the essential meaning of Hume's claim that there is no
rational basis for preferring one thing over another, for example a glass of
orange juice over the destruction of the world, and of Rorty's assertion that
it is no more logical to prefer kindness than to prefer cruelty. Similarly, where Wilson sees support for
cultural relativity in A.J. Ayer's pronouncement that moral claims are
expressive as opposed to descriptive statements, Ryan sees nothing of the
sort. According to him,
[A]ll Ayer claimed was that saying "murder
is wicked" is more like expressing shock and encouraging other people to
share that sentiment than it is like describing or analyzing anything.[6]
Ryan
concludes "Hume, Rorty and Wilson are all in the same boat."[7] He
finds, however, that Wilson is "as far out of his depth in the company of
philosophers as most philosophers are in the company of anthropologists and
political scientists."[8]
A different set of criticisms is
offered by Elliot Turiel, a professor of education and social science
researcher at the University of California, Berkeley. Turiel takes particular umbrage at Wilson's idea that
"ordinary" people are less thoughtful and more spontaneous than
intellectuals and that this greater emotionality is a mark of the moral
superiority of the ordinary person and of "common sense." In Turiel's world view we are all ordinary
and we all ordinarily engage in moral reasoning.
As
noted, Wilson feels that the liberal ideas of intellectuals have lead to
liberal styles of parenting he believes are at the heart of the social ills of
the day.
Many people have persuaded themselves that
children...should be encouraged to discuss the merits of moral
alternatives. This is called
"values clarification," but I think it a recipe for confusion rather than
clarity.[9]
He
warns us that we "should not be surprised if young people who have heard
these ideas grow up taking drugs, cheating on tests and shooting their
enemies."[10]
Turiel, however, is an educator
and researcher who has spent a great deal of time studying children's moral
development. He reports that
At young
ages children go well beyond social impulses and the habitual or reflexive.
They attempt to understand emotions, other people, the self, and
interrelationships. By a young age certainly by four or five years and even
earlier--children make judgments which we can confidently term systematic and
which entail categories reflecting discriminations among significant components
of their social experiences. They discriminate among different types of social
rules, understand authority relations in complex ways, and struggle with social
conflicts of various kinds.[11]
From
this account of the morally reasoning nature
of young children Turiel proceeds to a well documented defense of the
universality of moral reasoning among ordinary members of all cultures. Where Wilson claims without evidence that
the universal application of moral rules is a particular outgrowth of Western
culture, Turiel demonstrates that diverse people hold universal moral standards
and that even in traditionally highly sexist cultures the sentiments of women
are similar to those of Western women.
They consider their treatment to be unjust.
Ryan and Turiel do a good job of
criticizing Wilson from an intellectual standpoint. Ryan exposes deficiencies in Wilson's philosophical scholarship. Turiel finds some of the holes in both
Wilson's social theory and in his data.
The problem I see in Wilson's work speaks more to the heart than to the
head.
As noted, the first of Wilson's four moral sentiments is called
"sympathy." Sympathy,
according to Wilson, is our natural ability to empathize with others in
pain. He claims that this ability is
most strongly conditioned in us towards kin.
From this instinctive sympathy to kin, children raised in positive
environments learn to extend sympathy first to others outside the family most
like them (those of the same region, race, religion, etc.). Sympathy for total strangers and distant
outsiders is the highest development of this emotion, a stage not often
reached. To Wilson, this offers an
explanation for why "whites will help other whites more frequently than
they will help blacks"[12] and other like phenomena. It is Wilson's belief that "the history
of tribal warfare and ethnic conflict suggests that the tighter the community
the less value it's members assign to the humanity of strangers."
I agree with Wilson's conception
of "sympathy" in that I do think that empathetic reactions are
instinctive and are evident in animals as well as people. However, I feel that the true mechanism of
sympathy and the reason it is not always felt is more precisely explained by
the dichotomy of alienation and contact.
By alienation I mean our sense of separateness, the urge toward
individuation and self-awareness. Seen
in this light, it is obvious that alienation has a positive evolutionary value;
it is in the extreme that it becomes toxic.
By contact I mean not only
physical contact, affection and intimacy, which are the most basic forms of
"bonding," that is, of transcending alienation. I mean also all the myriad forms of
emotional, intellectual and spiritual contact that make us feel at one with
other individuals, with larger communities and with the world at large. While holding one's child or one's lover in one's
arms is certainly a form of contact, so is sharing stories with a group of
friends over a bottle of wine or becoming enrapt in listening to a concert with
a thousand other people or watching the sunset, listening to the waves and
becoming lost in the silence.
Writing in the 19th century, in
perhaps his most purely sociological essay, Karl Marx first analyzed the
negative impact of alienation in the modern workplace.[13] Marx
believed that workers were alienated from one another, from the work that they
did and from the products of their labor by the conditions of mass
capitalism. To this I would add that
they were alienated from themselves,
considering their component parts (body, mind and soul) as possessions (my body,
my mind, my soul), as distant from their own feelings as
from those of others. How many people
have died because they did not pay enough attention to the way they were
treating their bodies or to the way things made them feel? I am convinced that alienation is the number
one killer. Yet in the proper measure
it is merely the borderline which marks the boundary of the ego.
Wilson's second moral sentiment
is fairness. Wilson makes much of the
fact that young children learn to share and will complain that other children
who fail to share are "acting unfairly." From this primitive sense of fairness emerge adult conceptions of
fairness as equity (which, according to Wilson, women are more likely to define
as equal shares for everyone in a group and men are more likely to define as
greater shares for those who make greater contributions), fairness as
reciprocity, fairness as impartiality and fairness as a right to property. As one can see from the above, fairness is
primarily concerned with distribution of material goods.
I think that what Wilson calls
fairness is in fact no more than rule following. While Wilson makes much of young children's propensity to share
in social situations where sharing is called for, as a Montessori educator I
have worked in classrooms with children as young as three who were instructed
to respect one another's work as private property which did not have to be
shared. While these children would
occasionally volunteer to work together, they most often took great pride in
working alone and would complain that other children were acting unfairly if they
tried to interfere in "my work."
Moreover, when these children moved from the classroom to the
playground, where the rules called for sharing, they easily made the transition
from one standard of fairness to the other.
I propose that children's rule
following emerges from contact with their parents and from their negative
reactions to the alienation they experience when their parents withhold that
contact as punishment for misbehavior. In later life, the threat of alienation
from the larger society and the desire for contact with a larger circle of
peers become further motivations to conformity. When one's peer group's behavioral norms conflict with those of
the larger society this can lead to troubling inner conflicts and anti-social
behavior.
I would also suggest that the
second set of sentiments I have named, love and fear, have something to say
about fairness and about sympathy. By
fear I mean nothing more or less than is conventionally conveyed by the term. The survival value of an instinct to fear
what is perceived as dangerous is obvious.
By love I mean attachment, the emotional awareness of the uniqueness and
importance to us personally of that which is loved. It is the instinctive feeling which passes between mother and
child in the instant when the child is laid on the mother's breast for the
first time, quelling the fear of the childbirth experience. It is the sentiment which most often
inspires self-sacrifice, for what is loved is often more important than life
itself. While fairness can inspire
sharing, it is love that inspires giving.
As Wilson himself notes, "[a]ttachment, not fear, is associated
with later moral development."[14]
The last two of Wilson's moral
sentiments, self-control and duty, I find more tenuous. About self-control Wilson asks: "Why do
we call the temperate person good and not merely prudent or even cunning?"[15] His
answer is that self-control and consistency are essential to obeying rules, so
self-control is really tied in with fairness.
He feels that manners are an outgrowth of this sentiment. "The universality of rules of etiquette
probably reflects their value as a way of signaling self-control"[16] Wilson feels that people distrust those who
break common social conventions, for example by going naked in public, because
this signals that such persons lack self-control. In fact, I can not see why it should signal any such thing. A person who went naked every day in the
face of public scorn might be said to have terrific self-control. What their nakedness would signal is not
their lack of control but their lack of membership in the in-group of polite
society, their state of alienation.
This alienation and the fear it would likely engender explain why the
group would shun them more plausibly than a sense of their lack of
control. It is the unpredictability of
what we feel unrelated to, not its state of control, that we fear.
Duty Wilson defines as "the
disposition to honor obligations even without hope of reward or fear of
punishment."[17] While I would agree with this as a definition
of duty, I believe that this motivation is fully covered by the sentiment of
love. As stated above, it is love that
motivates us to sacrifice all if need be for what we love. If we love another person, we may give up
our life to save them. If we love truth
and justice, we may sacrifice our lives as Martin Luther King, Jr. or some of
those who tried to help Jews in Germany during the holocaust did, not for
individual reasons but in pursuit of some larger cause. If we love our country we may willingly die
to protect it. If, however, we love
something which is unwholesome, an abusive partner, a fascistic government or a
bigoted religious philosophy, then love and the sense of duty it engenders may
inspire us to evil as easily as to good.
In these cases, the fear of the partner, government or wrathful deity
often competes with the love of it provoking a schizophrenic condition in those
subjected to it which may eventuate in apathy or an uncontrolled homicidal
rage.
The
last pair of moral sentiments I would offer as a counterpoint to Wilson's
account are belief and perception. As
stated, I believe that belief is the filter of perception and that perception
is the destroyer of belief. In the
words of the novelist Robert Anton Wilson:
My own opinion is that belief is the death of intelligence. As soon as one believes a doctrine of any sort, or assumes
certitude, one stops thinking about that aspect of existence. The more certitude one assumes, the less
there is to think about and a person sure of everything would never have any
need to think about anything...[18]
As stated, alienation and fear
have obvious survival value in their promotion of individuation and
self-preservation. The continuing value
of belief for our survival as individuals or as a species is more
questionable. In the distant past when
our ancestors first descended from the trees and began to hunt, as chimpanzees
do today, in small tribal groups, group cohesion must have been nearly all
important. As in our modern military
organizations, where respect for higher authority and clearly established rules
and hierarchy remain more important than individual initiative and creative
thought, the first primates to use language must have found belief to be a
natural blending of the thoughts of all members of the group, a way of making
contact on the mental level which helped to insure the cooperation necessary
for group survival.
Beliefs, often of a religious
nature, also commonly function as "ontological security blankets",
allowing people to accept more easily the fear their perception of the
inevitability of death and other tragedies evokes. It is possible, however, to imagine a society where love and
contact and the shared commitment to perception unbiased by dogma could provide
the security people need without belief in external authorities, whether
earthly or heavenly in origin. This,
however, would require a social structure which fostered in people a much
stronger belief in themselves.
Without an increase in our capacity for love, without a decrease
in our alienation from the rest of the world, without a retreat from revealed
dogma's to the truth made plain by our own hearts, Wilson's goal of restoring
our moral confidence may lead to more harm than good. As Ryan notes:
Serbs and senators alike are altogether too
confident of their moral rightness already, and if there is anything that
Northern Ireland needs even less than car bombs and Armalite rifles it is an
increase in the moral confidence of the contending parties.[19]
The last piece which I would
like to add to the picture I have been painting relates to Wilson's primary
fear, that liberal ideas of choice have challenged the immutable moral standard
imposed by our instinctive sentiments, leading to all sorts of trouble. This liberal ideal was perhaps best
summarized by the philosopher William James as "tolerance of whatever is
not itself intolerant."[20]
In The Moral Sense and in his
political writings, Wilson displays considerable intolerance. Whether he is attacking Gay marriage as a
threat to the family, tribal cultures as practitioners of witchcraft and animal
torture or advocating random searches of African American males because they
are "those most likely to be carrying an unlawful weapon,"[21] Wilson evinces a distinct lack of sympathy for
and contact with those whom he would scapegoat. One is as certain reading Wilson that he has never had dinner
with a Gay family or eaten a traditional sacrificial meal with a Native
American family or experienced the rampant police misconduct visited daily on
African Americans and other minorities as one is that he has never visited the
moon. Contrary to the lip service he
pays to universal morality, Wilson is alienated from those who differ from him,
fearful of them and in the throes of false and prejudicial beliefs about
them.
Against this negative moral
standard Wilson proposes I offer my personal belief about choice. While I agree completely with James'
formulation, I find it overly passive.
Similarly, economic theories of rational choice, which rely on
independent actors choosing the best option from a menu of choices, also seem
too limited to account for the full range of human potentialities. As Ryan points out, Wilson lacks
anything new to say about the undeniable fact
that human beings aren't only the creations of the combined operation of nature
and culture, but are themselves creators of new and different standards, and
new and different ways of living.[22]
My personal belief, which is
more poetic or mythic than analytic or philosophic, is that there is a property
in the universe and in our consciousness that I refer to as "Choice"
(with a capital C). Choice is akin to
imagination and inspiration, also to love, contact and perception. In my personal moral mythology, good is
identical to the creation of Choice and evil to the destruction of Choice. Choice is distinct from choices in that
choices refer to what is already on the menu and the creation of Choice refers
to the adding of new items to the menu.
When a painter paints a new masterpiece that expands our aesthetic
sense, when a writer reveals a new metaphor or idea which broadens our sense of
ourselves or of the world, when a friend touches one's life with tenderness and
insight, inspiring hope where before only despair was present, this is the
creation of Choice. When Columbus
revealed to the Europeans that the world was round and they could sail to an
undreamed of land, the Americas, Choice was created.
Similarly, the destruction of
Choice refers to acts of coercion and violence, to the removal of choices from
the menu. Whoever acts to preserve
their power over others is destroying Choice.
Whoever works to create power with others is creating Choice. It should obvious from this description
that, when viewed within this framework, all human societies depend on
destruction of Choice to preserve the status quo. Yet to the extent that we can learn to value human rights and
human decency over our personal advantage, we can create societies that
minimize negative control and maximize opportunities for consensus, creativity
and the creation of Choice. In my
opinion the best tools we have to help us in creating such societies are love,
contact and perception, the obstacles we must overcome are alienation, fear and
belief.
As stated at the outset, the
purpose of this essay was not to match
Wilson or his critics in terms of scholarship.
Rather, I have tried to show how the story Wilson tells about human
nature is but one of many stories that can be told about our moral
sentiments. The oldest of these stories
are, no doubt, religious fables about good and evil that date back to
antiquity. Although Wilson utilizes
extensive social and scientific data to support his account, in claiming that
morality is best justified by emotion and not by reason he places his
description in the same category as religious pronouncements on right and
wrong. His data are no more or less
than parables.
I have also tried to sketch an
account of human morality, one which I do not claim is more objective or
rational than Wilson's. I do claim that
my account is more tolerant than Wilson's, more deeply informed by love,
contact and perception. But the truth
of these claims is for the reader to determine, comparing them with the facts
of her own life and the wisdom of her own heart.
A critical reader might protest
that my account is too sketchy, too poetic, that it lacks the wealth of
examples offered by Wilson to support his views. My answer to this is that the truth of these things can be seen
in the facts of any readers own life as well as in the examples Wilson offers
to defend his own points of view. For
example, Wilson's claim that whites are more likely to help other whites than
to help blacks can be explained by the fact that whites are alienated from,
afraid of and possessed of racist beliefs about blacks. I have spent time in communities where
children of Gay, straight and bisexual parents from African American and white
backgrounds are raised together. There
the children, like the adults, live, grow and play together and seem as
disposed to sympathize with one another as members of segregated societies are
with their peers. My experience in
those communities is only one reason why I find my explanation of
race-relations more compelling than Wilson's claim that discrimination emerges
because sympathy is only instinctive towards kin.
In the end, it is for each of us
to tell ourselves our own moral stories, to determine for ourselves where our
moral sentiments lie. If we can do
that and treat one another with respect it will not matter whether we all
agree, for our different points of view will harmonize like the different parts
of a symphony. If not we will either be
left with a monotonous chorus of voices all singing the same tune or a
cacophony of unrelated sounds.
[1] James Q. Wilson, The Moral Sense. (The Free Press, 1993).
[2] Carl Sagan and Ann Druyan, Shadows of Forgotten Ancestors. (Ballantine Books, 1992).
[3] Wilson, 1993: p. xiii.
[4] Alan Ryan, Reasons of the Heart, N.Y. REV. BOOKS, Sept. 23, 1993,p. 52.
[5] Wilson, 1993: p. 232.
[6]. Ryan, 1993: p. 54.
[7] Ryan, 1993: p. 55.
[8] Ryan, 1993: p. 52.
[9] Wilson, 1993: p. ix.
[10] Wilson, 1993:, p. ix.
[11] Elliot Turiel, Making sense of social experiences and moral judgements.,
Vol. 13, Criminal Justice Ethics, June 1, 1994, p. 72.
[12] Wilson, 1993: p. 49.
[13] Karl Marx, Early Writings. (McGraw-Hill, 1964).
[14] Wilson, 1993: p. 105.
[15] Wilson, 1993: p. 81.
[16] Wilson, 1993: p. 83.
[17] Wilson, 1993: 100.
[18] Robert Anton Wilson, Cosmic Trigger Volume I. (New Falcon Publications, 1993), p. ii.
[19] Ryan, 1993: p. 54.
[20] William James, Talks to Teachers on Psychology and to Students on Some of Life's Ideals. (Harvard University Press, 1983), p. 4
[21] Professor Advocates Police Frisking Citizens for Guns., Morning Edition (NPR), March 24,1994.
[22] Ryan, 1993: p. 54.